Regulation of markets in financial instruments | FCA
May 23, 2016 · UK legislation and rules regulating markets in financial instruments (UK MiFID framework) cover firms that provide services to clients linked to ‘financial instruments’ (generally: …
MiFID II compliance: what UK financial services firms need to ...
MiFID II compliance guide for UK financial services firms. Understand your obligations and how our solicitors can support you.
On the basis of this authorisation and compliance with the local rules (which of course are harmonised in each Member State by MiFID), the firm can conduct business on a cross-border services basis, or …
MIFID - Policy and Compliance - PIMFA
Post-Brexit, the MiFID regulatory framework was onshored into UK law with some adjustments to operate properly from a UK-only perspective, and PIMFA continues to support members with MiFID …
MiFIR / MiFID II Transaction Reporting | LSEG
UK and EU compliance Use Regulatory Reporting's transaction reporting solutions in the EU and UK to be fully compliant with MiFIR / MiFID II transaction reporting, MiFID II commodities position reporting, …